Module 1 of 5
Introduction to AI Visibility Compliance
What is AI Visibility Compliance? Why it matters for SEC/FINRA. The External AI Blind Spot.
What is AI Visibility Compliance?
AI Visibility Compliance is the practice of monitoring and ensuring that AI systems (ChatGPT, Claude, Gemini, Perplexity) recommend your business accurately and in compliance with regulatory requirements.
Why It Matters for SEC/FINRA
The SEC and FINRA have intensified their focus on AI in financial services, with record-high financial remedies in 2024 targeting AI-related violations.
The External AI Blind Spot
Traditional compliance tools monitor internal communications. AI Visibility Compliance monitors external AI recommendations—the compliance blind spot that SEC/FINRA exams are now focusing on.